Jennifer Rodriguez
Chief Compliance Officer
Jennifer Rodriguez is Asterozoa’s Chief Compliance Officer. She joined ACA in August 2021 as a Consultant with ACA’s Investment Adviser division. In her career, Jennifer has managed compliance programs for mutual funds, exchange-traded funds, and separately managed accounts; managed due diligence with turn-key platforms, registered investment advisers, and broker-dealers; reviewed proprietary software related to adviser education; and managed the implementation of a hedge fund. Before ACA, Jennifer worked with Toews Corporation where she was their Chief Compliance Officer and General Counsel. Prior to that, she served as an associate with the law firm Pappas & Richardson, where she conducted research on securities and other matters, managed the litigation calendar and client relationships, represented clients in court, and drafted motions and pleadings. She has spoken on securities-related matters at events held by the NJ and Philadelphia Bar Associations.
Jennifer earned her Bachelor of Arts degree in Economics from the University of Houston and her law degree from the Temple University Beasley School of Law. She is a Certified Anti-Money Laundering Specialist (CAMS), holds the Series 65 license, and is licensed to practice law in New York, New Jersey, and Pennsylvania.